Fiduciary Duty Development

  • As of February 7, 2018, The Massachusetts Securities Division (“Division”) was seeking preliminary comments on a proposed regulation that would require investment advisers who are registered with the Division to create a fee table for advisory clients
  • Specifically, an investment adviser would create one fee table, which includes all fees and services provided by the investment adviser
  • The fee table would be updated annually and delivered annually in paper or electronic form to the investment adviser’s current advisory clients


Preliminary Request for Public Comment on Proposed Fee Table for State-Registered Investment Advisers

©2024 Faegre Drinker Biddle & Reath LLP. All Rights Reserved. Attorney Advertising.
Privacy Policy